Form 8.5 (EPT/NON-RI) - Redrow plc
Merkur Bank KGaA
€15.20
20:09 06/05/24
FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | REDROW PLC | |||||
(c) | Name of the party to the offer with which exempt | REDROW PLC | |||||
(d) | Date position held/dealing undertaken: | 25 Apr 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 10.5p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 8,124,773 | 2.46% | 2,767,158 | 0.84% | |||
(2) Cash-settled derivatives: | 1,508,517 | 0.46% | 7,888,658 | 2.38% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 9,633,290 | 2.91% | 10,655,816 | 3.22% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
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Details, including nature of the rights |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
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Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
10.5p ordinary | Purchase | 43128 | 6.4400 GBP | 6.3150 GBP | |||
10.5p ordinary | Sale | 61004 | 6.4309 GBP | 6.3250 GBP | |||
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(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
10.5p ordinary | SWAP | Decreasing Long | 200 | 6.3350 GBP | |||
10.5p ordinary | SWAP | Decreasing Long | 556 | 6.3734 GBP | |||
10.5p ordinary | SWAP | Decreasing Long | 823 | 6.3533 GBP | |||
10.5p ordinary | SWAP | Decreasing Long | 1,209 | 6.3404 GBP | |||
10.5p ordinary | SWAP | Decreasing Long | 1,291 | 6.4009 GBP | |||
10.5p ordinary | SWAP | Decreasing Long | 4,409 | 6.3199 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 95 | 6.3950 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 148 | 6.3550 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 205 | 6.3949 GBP | |||
10.5p ordinary | CFD | Decreasing Short | 443 | 6.3550 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 476 | 6.3765 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 656 | 6.4250 GBP | |||
10.5p ordinary | CFD | Decreasing Short | 711 | 6.3250 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 849 | 6.3568 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 865 | 6.3541 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 2,445 | 6.3670 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 2,501 | 6.3583 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 2,725 | 6.3655 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 15,287 | 6.3697 GBP | |||
10.5p ordinary | SWAP | Increasing Long | 1,747 | 6.4309 GBP | |||
10.5p ordinary | SWAP | Increasing Long | 3,400 | 6.3634 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 312 | 6.3566 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 400 | 6.3737 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 472 | 6.4400 GBP | |||
10.5p ordinary | CFD | Increasing Short | 711 | 6.3550 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 1,010 | 6.3391 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 2,187 | 6.3550 GBP | |||
10.5p ordinary | CFD | Increasing Short | 3,644 | 6.3519 GBP | |||
10.5p ordinary | SWAP | Opening Long | 3,587 | 6.3714 GBP | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 26 Apr 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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