Form 8.3 - NortonLifeLock Inc.
Empire
kr0.00
16:46 25/04/24
Merkur Bank KGaA
€14.90
11:44 26/04/24
FORM 8.3 | Â | |||||||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | ||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | ||||||||||||
MORE | ||||||||||||
Rule 8.3 of the Takeover Code (the "Code") | ||||||||||||
1. | KEY INFORMATION | Â | ||||||||||
(a) | Full name of discloser: | Barclays PLC. | Â | |||||||||
 | ||||||||||||
(b) | Owner or controller of interest and short | Â | ||||||||||
positions disclosed, if different from 1(a): | Â | |||||||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | Â | |||||||||
relevant securities this form relates: | Â | |||||||||||
(d) | If an exempt fund manager connected with an | Â | ||||||||||
offeror/offeree, state this and specify identity of | Â | |||||||||||
offeror/offeree: | Â | |||||||||||
(e) | Date position held/dealing undertaken: | 05 July 2022 | Â | |||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | Â | Â | ||||||||
disclosures in respect of any other party to the offer? | AVAST PLC | Â | ||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | Â | ||||||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | Â | ||||||||||
 | to which the disclosure relates following the dealing (if any) |  |  | |||||||||
Class of relevant security: | USD 0.01 common | Â | ||||||||||
Interests | Short Positions | Â | ||||||||||
Number | (%) | Number | (%) | Â | ||||||||
(1) | Relevant securities owned | Â | ||||||||||
and/or controlled: | 1,294,793 | 0.23% | 1,230,689 | 0.22% | Â | |||||||
 | ||||||||||||
(2) | Cash-settled derivatives: | Â | ||||||||||
1,951,081 | 0.34% | 3,757,122 | 0.66% | Â | ||||||||
 | ||||||||||||
(3) | Stock-settled derivatives (including options) | Â | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | Â | |||||||
 | ||||||||||||
 | ||||||||||||
TOTAL: | 3,245,874 | 0.57% | 4,987,811 | 0.87% | Â | |||||||
 | ||||||||||||
(b) | Rights to subscribe for new securities (including directors and other executive | Â | ||||||||||
 | options) |  |  | |||||||||
Class of relevant security in relation to | Â | |||||||||||
which subscription right exists | Â | |||||||||||
Details, including nature of the rights | Â | |||||||||||
concerned and relevant percentages: | Â | |||||||||||
Â
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
USD 0.01 common | Purchase | 11 | 22.0045 USD | |||
USD 0.01 common | Purchase | 14 | 21.9800 USD | |||
USD 0.01 common | Purchase | 20 | 21.9850 USD | |||
USD 0.01 common | Purchase | 25 | 21.9500 USD | |||
USD 0.01 common | Purchase | 28 | 21.9650 USD | |||
USD 0.01 common | Purchase | 42 | 21.9700 USD | |||
USD 0.01 common | Purchase | 57 | 22.0500 USD | |||
USD 0.01 common | Purchase | 76 | 22.0950 USD | |||
USD 0.01 common | Purchase | 100 | 22.0700 USD | |||
USD 0.01 common | Purchase | 100 | 21.9000 USD | |||
USD 0.01 common | Purchase | 300 | 22.0983 USD | |||
USD 0.01 common | Purchase | 556 | 22.1009 USD | |||
USD 0.01 common | Purchase | 583 | 22.0259 USD | |||
USD 0.01 common | Purchase | 600 | 22.0158 USD | |||
USD 0.01 common | Purchase | 705 | 22.0379 USD | |||
USD 0.01 common | Purchase | 850 | 22.1000 USD | |||
USD 0.01 common | Purchase | 897 | 22.1262 USD | |||
USD 0.01 common | Purchase | 936 | 22.0493 USD | |||
USD 0.01 common | Purchase | 1,529 | 22.0811 USD | |||
USD 0.01 common | Purchase | 2,055 | 22.1247 USD | |||
USD 0.01 common | Purchase | 2,065 | 22.0634 USD | |||
USD 0.01 common | Purchase | 2,801 | 22.0130 USD | |||
USD 0.01 common | Purchase | 3,837 | 22.2220 USD | |||
USD 0.01 common | Purchase | 4,134 | 22.0346 USD | |||
USD 0.01 common | Purchase | 9,978 | 22.0457 USD | |||
USD 0.01 common | Purchase | 14,126 | 22.1288 USD | |||
USD 0.01 common | Purchase | 17,650 | 22.1300 USD | |||
USD 0.01 common | Purchase | 25,743 | 22.0572 USD | |||
USD 0.01 common | Purchase | 34,202 | 22.0689 USD | |||
USD 0.01 common | Purchase | 69,673 | 22.0433 USD | |||
USD 0.01 common | Purchase | 281,193 | 22.0806 USD | |||
USD 0.01 common | Sale | 11 | 22.0045 USD | |||
USD 0.01 common | Sale | 16 | 22.0643 USD | |||
USD 0.01 common | Sale | 18 | 22.0666 USD | |||
USD 0.01 common | Sale | 20 | 21.9850 USD | |||
USD 0.01 common | Sale | 48 | 22.0587 USD | |||
USD 0.01 common | Sale | 85 | 22.0600 USD | |||
USD 0.01 common | Sale | 98 | 22.0675 USD | |||
USD 0.01 common | Sale | 98 | 22.1100 USD | |||
USD 0.01 common | Sale | 119 | 22.0500 USD | |||
USD 0.01 common | Sale | 152 | 22.0767 USD | |||
USD 0.01 common | Sale | 161 | 22.0700 USD | |||
USD 0.01 common | Sale | 165 | 22.0856 USD | |||
USD 0.01 common | Sale | 165 | 22.0566 USD | |||
USD 0.01 common | Sale | 196 | 22.0650 USD | |||
USD 0.01 common | Sale | 206 | 22.0450 USD | |||
USD 0.01 common | Sale | 245 | 22.0940 USD | |||
USD 0.01 common | Sale | 333 | 22.0230 USD | |||
USD 0.01 common | Sale | 342 | 22.1261 USD | |||
USD 0.01 common | Sale | 345 | 22.0859 USD | |||
USD 0.01 common | Sale | 481 | 21.9854 USD | |||
USD 0.01 common | Sale | 1,076 | 21.9626 USD | |||
USD 0.01 common | Sale | 1,154 | 22.1056 USD | |||
USD 0.01 common | Sale | 1,650 | 22.0994 USD | |||
USD 0.01 common | Sale | 2,048 | 22.0664 USD | |||
USD 0.01 common | Sale | 2,822 | 22.2600 USD | |||
USD 0.01 common | Sale | 2,904 | 22.0701 USD | |||
USD 0.01 common | Sale | 3,037 | 22.0214 USD | |||
USD 0.01 common | Sale | 3,300 | 22.0563 USD | |||
USD 0.01 common | Sale | 4,232 | 22.0247 USD | |||
USD 0.01 common | Sale | 4,480 | 22.0839 USD | |||
USD 0.01 common | Sale | 4,825 | 22.0522 USD | |||
USD 0.01 common | Sale | 5,427 | 22.0765 USD | |||
USD 0.01 common | Sale | 7,515 | 22.0562 USD | |||
USD 0.01 common | Sale | 8,626 | 22.0649 USD | |||
USD 0.01 common | Sale | 8,875 | 22.0442 USD | |||
USD 0.01 common | Sale | 8,878 | 22.0669 USD | |||
USD 0.01 common | Sale | 9,779 | 22.0618 USD | |||
USD 0.01 common | Sale | 10,156 | 22.0674 USD | |||
USD 0.01 common | Sale | 11,856 | 22.0710 USD | |||
USD 0.01 common | Sale | 12,944 | 22.1300 USD | |||
USD 0.01 common | Sale | 12,961 | 22.0511 USD | |||
USD 0.01 common | Sale | 13,201 | 22.0735 USD | |||
USD 0.01 common | Sale | 13,899 | 22.0733 USD | |||
USD 0.01 common | Sale | 15,132 | 22.1275 USD | |||
USD 0.01 common | Sale | 21,497 | 22.0726 USD | |||
USD 0.01 common | Sale | 31,379 | 22.0582 USD | |||
USD 0.01 common | Sale | 41,651 | 22.0633 USD | |||
USD 0.01 common | Sale | 45,087 | 22.0667 USD | |||
USD 0.01 common | Sale | 48,011 | 22.0417 USD | |||
USD 0.01 common | Sale | 107,803 | 22.1020 USD |
Â
(b) | Cash-settled derivative transactions | Â | |||||
Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | Â | |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | Â | |||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | Â | |||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i)Â Â the voting rights of any relevant securities under any option; or | |||||||
(ii)Â Â the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | Â | |||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 6 Jul 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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