Director/PDMR Shareholding
Synaxon AG
n/a
07:46 20/03/24
SEC Form 4
FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
| |||||||||||||||||||||||||||||||||||||||||||||||||||||
| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | ||||||||||||||||||||||||||||||||||||||||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
| 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer
| |||||||||||||||||||||||||||||||||||||||||||||||||||||
3. Date of Earliest Transaction (Month/Day/Year) | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line)
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||||||||||||||||||||||||||||||||||||||||||||||
Code | V | Amount | (A) or (D) | Price | |||||||||||||||||||||||||||||||||||||||||||||||||||
Common Stock | 04/24/2019 | M | 35,338 | A | $0 | 35,338 | D | ||||||||||||||||||||||||||||||||||||||||||||||||
Common Stock | 04/24/2019 | F | 15,708 | D | $9.27 | 19,630 | D | ||||||||||||||||||||||||||||||||||||||||||||||||
Common Stock | 04/24/2019 | M | 86,698 | A | $0 | 106,328 | D | ||||||||||||||||||||||||||||||||||||||||||||||||
Common Stock | 04/24/2019 | F | 38,538 | D | $9.27 | 67,790 | D | ||||||||||||||||||||||||||||||||||||||||||||||||
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||||||||||||||||||||||||||||||||||||||||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||||||||||||||||||||||||||||||||||||||||||
Restricted Stock Units | (1) | 04/24/2019 | M | 35,338 | 04/24/2019 | 04/24/2019 | Common Stock | 35,338 | $0 | 70,676 | D | ||||||||||||||||||||||||||||||||||||||||||||
Restricted Stock Units | (1) | 04/24/2019 | M | 86,698 | 04/24/2019 | 04/24/2019 | Common Stock | 86,698 | $0 | 173,397 | D | ||||||||||||||||||||||||||||||||||||||||||||
Explanation of Responses: | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
1. 1 for 1 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
Remarks: | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
Brian Sandstrom on behalf of Michael Holston | 04/26/2019 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||
** Signature of Reporting Person | Date | ||||||||||||||||||||||||||||||||||||||||||||||||||||||
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.