Form 38.5b - Aon plc
Ap27
Â
Â
FORMÂ 38.5(b)
Â
IRISHÂ TAKEOVERÂ PANEL
Â
DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
Â
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISEDÂ
INTERMEDIARYÂ STATUSÂ BUTÂ NOTÂ DEALINGÂ INÂ AÂ CLIENT-SERVINGÂ CAPACITY
Â
Â
1.         KEY INFORMATION
Â
Name of exempt principal trader | Â Credit Suisse Capital LLC |
Company dealt in | Aon plc |
Class of relevant security to which the dealings being disclosed relate (Note 1) | Ordinary |
Date of dealing | 01 June 2020 |
Â
2.         INTERESTS AND SHORT POSITIONS
Â
(a)        Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
Â
 | Long | Short | ||||
 | Number |  | (%) | Number |  | (%) |
(1) Relevant securities | 35,160Â Â Â Â Â Â Â Â Â Â Â Â 0.01 | 171,670Â Â Â Â Â Â Â Â Â 0.07 | ||||
(2) Derivatives (other than options) | Â | Â | ||||
(3) Options and agreements to purchase/sell | Â | Â | ||||
Total | 35,160Â Â Â Â Â Â Â Â Â Â Â Â 0.01 | 171,670Â Â Â Â Â Â Â Â Â 0.07 | ||||
 |  |  |  |  |  |  |
Â
Â
(b)        Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
Â
Class of relevant security: Swap | Long | Short | ||||
 | Number |  | (%) | Number |  | (%) |
(1) Relevant securities | Â | Â | ||||
(2) Derivatives (other than options) | 171,670Â Â Â Â Â Â Â Â Â Â Â 0.07 | 2,314Â Â Â Â Â Â Â Â Â Â Â 0.00 | ||||
(3) Options and agreements to purchase/sell | Â | Â | ||||
Total | 171,670Â Â Â Â Â Â Â Â Â Â Â 0.07 | 2,314Â Â Â Â Â Â Â Â Â Â Â 0.00 | ||||
 |  |  |  |  |  |  |
Â
Ap28
Â
Â
3.      DEALINGS (Note 3)
Â
(a)     Purchases and sales
Â
Purchase/sale | Number of relevant securities | Price per unit (USD) |
B | 100 | 195.85 |
B | 1 | 196.14 |
B | 1 | 196.14 |
B | 4158 | 196.14 |
B | 19 | 196.2 |
B | 36 | 196.2 |
B | 1 | 196.2 |
B | 36 | 196.25 |
B | 100 | 196.42 |
B | 592 | 196.5358 |
B | 50 | 196.8 |
B | 50 | 196.8 |
B | 100 | 196.83 |
B | 3 | 196.95 |
B | 4041 | 196.95 |
B | 100 | 197.07 |
S | 1 | 196.14 |
S | 592 | 196.53581 |
S | 3 | 196.95 |
S | 4041 | 196.95 |
S | 4041 | 197 |
Â
(b)     Derivatives transactions (other than options transactions)
Â
Product name, e.g. CFD | Nature of transaction (Note 5) | Number of relevant securities (Note 6) | Price per unit (Note 4) (USD) |
Swap | Increasing a short | 592 | 196.5358 |
Â
Â
(c)     Options transactions in respect of existing relevant securities
Â
Â
(i)      Writing, selling, purchasing or varying
Â
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 4) |
 |  |  |  |  |  |  |
Â
Â
(ii)Â Â Â Â Â Exercising
Â
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 4) |
 |  |  |
Â
Â
(d)     Other dealings (including transactions in respect of new securities) (Note 3)
Â
Nature of transaction (Note 7) | Details | Price per unit (if applicable) (Note 4) |
 |  |  |
Ap29
Â
4.      OTHER INFORMATION
Â
Agreements, arrangements or understandings relating to options or derivatives
Â
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to theÂ
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisitionÂ
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
Â
Â
Â
Â
Â
Â
Â
Â
Is a Supplemental Form 38.5(b) attached? (Note 8)                   NO
Â
Â
Date of disclosure | 02-June-2020 Â |
Contact name | Anthony Allen / Paul MacDonald |
Telephone number | 0207 888 5416 / 8548 |
Name of offeree/offeror with which connected | Aon plc |
Nature of connection (Note 9) | Advisor to Aon plc |
Â
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.