Replacement: Holding(s) in Company
Updated : 07:30
The following announcement replaces the Form TR-1 filing announcement Holding(s) in Company released at 2.06pm (BST) on 23 September 2021 under RNS number 8024M.
Please see Item No. 11 below for additional detail regarding the erroneous filing by Brookfield Public Securities Group LLC ("Brookfield PSG"), including the use of a total outstanding shares number that did not take into account the total number of shares outstanding subsequent to a recent offering by Tritax EuroBox plc. As such, Brookfield PSG did not exceed the 3% shares outstanding filing threshold.
The full amended text is shown below.
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i | ||||||
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: | Tritax EuroBox PLC | |||||
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | ||||||
Non-UK issuer | ||||||
2. Reason for the notification (please mark the appropriate box or boxes with an "X") | ||||||
An acquisition or disposal of voting rights | ||||||
An acquisition or disposal of financial instruments | ||||||
An event changing the breakdown of voting rights | ||||||
Other (please specify)iii: Please see Section 11. Additional Information | X | |||||
3. Details of person subject to the notification obligationiv | ||||||
Name | Brookfield Public Securities Group LLC (f/k/a/ Brookfield Investment Management Inc.) | |||||
City and country of registered office (if applicable) | New York, NY | |||||
4. Full name of shareholder(s) (if different from 3.)v | ||||||
Name | ||||||
City and country of registered office (if applicable) | ||||||
5. Date on which the threshold was crossed or reachedvi: | ||||||
6. Date on which issuer notified (DD/MM/YYYY): | 24/09/2021 | |||||
7. Total positions of person(s) subject to the notification obligation | ||||||
% of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments | Total of both in % (8.A + 8.B) | Total number of voting rights of issuervii | |||
Resulting situation on the date on which threshold was crossed or reached | 2.4958% | 0.0% | 2.4958% | 20,133,052 | ||
Position of previous notification (if applicable) | 3.2712% | 0.0% | 3.2712% | 20,133,052 | ||
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii | |||||||||
A: Voting rights attached to shares | |||||||||
Class/type of ISIN code (if possible) | Number of voting rightsix | % of voting rights | |||||||
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | ||||||
GB00BG382L74 | 0.0% | 20,133,052 | 0.0% | 2.4958% | |||||
SUBTOTAL 8. A | |||||||||
| |||||||||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | |||||||||
Type of financial instrument | Expiration | Exercise/ | Number of voting rights that may be acquired if the instrument is exercised/converted. | % of voting rights | |||||
SUBTOTAL 8. B 1 | |||||||||
| |||||||||
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | |||||||||
Type of financial instrument | Expiration | Exercise/ | Physical or cash settlementxii | Number of voting rights | % of voting rights | ||||
SUBTOTAL 8.B.2 | |||||||||
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") | ||||
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii | ||||
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary) | ||||
Namexv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | |
10. In case of proxy voting, please identify: | ||||
Name of the proxy holder | ||||
The number and % of voting rights held | ||||
The date until which the voting rights will be held | ||||
11. Additional informationxvi | ||||
Brookfield Public Securities Group LLC ("Brookfield PSG") calculated its ownership of Tritax Eurobox PLC based on a numerator inclusive of shares it had yet to receive as part of Tritax Eurobox's most recent offering. Unfortunately, the shares outstanding number (denominator) used as the basis of our calculation was from prior to the offering which overstated our ownership relative to the total number of shares that were outstanding following the conclusion of the offering. As such, Brookfield PSG did not exceed the 3% shares outstanding filing threshold. Accordingly, we (Brookfield PSG) are withdrawing our 22/09/2021 filing that was made in error. During this time period, there was no trading in the equity securities of Tritax Eurobox plc by Brookfield PSG which would have increased our ownership percentage above 3% of the shares outstanding. The error was solely a result of Brookfield PSG's failure to update the denominator in the share ownership calculation. | ||||
Place of completion | New York, NY, United States of America |
Date of completion | 24/09/2021 |
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