Holding(s) in Company
Updated : 07:00
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i | ||||||
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: | KAZ Minerals PLC | |||||
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | ||||||
Non-UK issuer | ||||||
2. Reason for the notification (please mark the appropriate box or boxes with an "X") | ||||||
An acquisition or disposal of voting rights | X | |||||
An acquisition or disposal of financial instruments | ||||||
An event changing the breakdown of voting rights | X | |||||
Other (please specify)iii: | ||||||
3. Details of person subject to the notification obligationiv | ||||||
Name | Mr Oleg Novachuk | |||||
City and country of registered office (if applicable) | N/A | |||||
4. Full name of shareholder(s) (if different from 3.)v | ||||||
Name | Nova Resources B.V. Kinton Trade Ltd. Harper Finance Limited Perry Partners S.A. | |||||
City and country of registered office (if applicable) | Nova Resources B.V.: Amsterdam, The Netherlands Kinton Trade Ltd.: Road Town Tortola, British Virgin Islands Harper Finance Limited: Road Town Tortola, British Virgin Islands Perry Partners S.A.: Road Town Tortola, British Virgin Islands | |||||
5. Date on which the threshold was crossed or reachedvi: | 7 April 2021 | |||||
6. Date on which issuer notified (DD/MM/YYYY): | 9 April 2021 | |||||
7. Total positions of person(s) subject to the notification obligation | ||||||
% of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments | Total of both in % (8.A + 8.B) | Total number of voting rights of issuervii | |||
Resulting situation on the date on which threshold was crossed or reached | 10.607 | 10.607 | 50,134,884 | |||
Position of previous notification (if applicable) | 7.65 | 7.65 | ||||
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii | |||||||||
A: Voting rights attached to shares | |||||||||
Class/type of ISIN code (if possible) | Number of voting rightsix | % of voting rights | |||||||
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | ||||||
GB00B0HZPV38 | 50,134,884 | 10.607 | |||||||
SUBTOTAL 8. A | 50,134,884 | 10.607 | |||||||
| |||||||||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | |||||||||
Type of financial instrument | Expiration | Exercise/ | Number of voting rights that may be acquired if the instrument is exercised/converted. | % of voting rights | |||||
SUBTOTAL 8. B 1 | |||||||||
| |||||||||
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | |||||||||
Type of financial instrument | Expiration | Exercise/ | Physical or cash settlementxii | Number of voting rights | % of voting rights | ||||
SUBTOTAL 8.B.2 | |||||||||
| |||||||||
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") | ||||
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii | ||||
Full chain of controlled undertakings through which the voting rights and/or the | X | |||
Namexv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | |
Oleg Novachuk, Vostok Holdings Limited, Vostok Cooper B.V., Nova Resources B.V. | 0.391 | |||
Oleg Novachuk, Vostok Holdings Limited, Vostok Cooper B.V., Nova Resources B.V., Harper Finance Limited | 6.285 | |||
Oleg Novachuk, Vostok Holdings Limited, Vostok Cooper B.V., Nova Resources B.V., Kinton Trade Ltd. | 1.104 | |||
Oleg Novachuk, Vostok Holdings Limited, Vostok Cooper B.V., Nova Resources B.V., Perry Partners S.A. | 2.827 | |||
10. In case of proxy voting, please identify: | ||||
Name of the proxy holder | N/A | |||
The number and % of voting rights held | N/A | |||
The date until which the voting rights will be held | N/A | |||
11. Additional informationxvi | ||||
Place of completion | London, U.K. |
Date of completion | 9 April 2021 |
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i | ||||||
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: | KAZ Minerals PLC | |||||
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | ||||||
Non-UK issuer | ||||||
2. Reason for the notification (please mark the appropriate box or boxes with an "X") | ||||||
An acquisition or disposal of voting rights | X | |||||
An acquisition or disposal of financial instruments | ||||||
An event changing the breakdown of voting rights | X | |||||
Other (please specify)iii: | ||||||
3. Details of person subject to the notification obligationiv | ||||||
Name | Mr Oleg Novachuk | |||||
City and country of registered office (if applicable) | N/A | |||||
4. Full name of shareholder(s) (if different from 3.)v | ||||||
Name | Nova Resources B.V. Kinton Trade Ltd. Harper Finance Limited Perry Partners S.A. Cuprum Holding Limited | |||||
City and country of registered office (if applicable) | Nova Resources B.V.: Amsterdam, The Netherlands Kinton Trade Ltd.: Road Town Tortola, British Virgin Islands Harper Finance Limited: Road Town Tortola, British Virgin Islands Perry Partners S.A.: Road Town Tortola, British Virgin Islands Cuprum Holding Limited: Floriana, Malta | |||||
5. Date on which the threshold was crossed or reachedvi: | 8 April 2021 | |||||
6. Date on which issuer notified (DD/MM/YYYY): | 9 April 2021 | |||||
7. Total positions of person(s) subject to the notification obligation | ||||||
% of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments | Total of both in % (8.A + 8.B) | Total number of voting rights of issuervii | |||
Resulting situation on the date on which threshold was crossed or reached | 39.368 | 39.368 | 186,079,209 | |||
Position of previous notification (if applicable) | 10.607 | 10.607 | ||||
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii | |||||||||
A: Voting rights attached to shares | |||||||||
Class/type of ISIN code (if possible) | Number of voting rightsix | % of voting rights | |||||||
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | ||||||
GB00B0HZPV38 | 186,079,209 | 39.368 | |||||||
SUBTOTAL 8. A | 186,079,209 | 39.368 | |||||||
| |||||||||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | |||||||||
Type of financial instrument | Expiration | Exercise/ | Number of voting rights that may be acquired if the instrument is exercised/converted. | % of voting rights | |||||
SUBTOTAL 8. B 1 | |||||||||
| |||||||||
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | |||||||||
Type of financial instrument | Expiration | Exercise/ | Physical or cash settlementxii | Number of voting rights | % of voting rights | ||||
SUBTOTAL 8.B.2 | |||||||||
| |||||||||
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") | ||||
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii | ||||
Full chain of controlled undertakings through which the voting rights and/or the | X | |||
Namexv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | |
Oleg Novachuk, Vostok Holdings Limited, Vostok Cooper B.V., Nova Resources B.V. | 0.391 | |||
Oleg Novachuk, Vostok Holdings Limited, Vostok Cooper B.V., Nova Resources B.V., Harper Finance Limited | 6.285 | |||
Oleg Novachuk, Vostok Holdings Limited, Vostok Cooper B.V., Nova Resources B.V., Kinton Trade Ltd. | 1.104 | |||
Oleg Novachuk, Vostok Holdings Limited, Vostok Cooper B.V., Nova Resources B.V., Perry Partners S.A. | 2.827 | |||
Oleg Novachuk, Vostok Holdings Limited, Vostok Cooper B.V., Nova Resources B.V., Cuprum Holding Limited | 28.761 | |||
10. In case of proxy voting, please identify: | ||||
Name of the proxy holder | N/A | |||
The number and % of voting rights held | N/A | |||
The date until which the voting rights will be held | N/A | |||
11. Additional informationxvi | ||||
Place of completion | London, U.K. |
Date of completion | 9 April 2021 |
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i | ||||||
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: | KAZ Minerals PLC | |||||
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | ||||||
Non-UK issuer | ||||||
2. Reason for the notification (please mark the appropriate box or boxes with an "X") | ||||||
An acquisition or disposal of voting rights | X | |||||
An acquisition or disposal of financial instruments | ||||||
An event changing the breakdown of voting rights | X | |||||
Other (please specify)iii: | ||||||
3. Details of person subject to the notification obligationiv | ||||||
Name | Mr Vladimir Kim | |||||
City and country of registered office (if applicable) | N/A | |||||
4. Full name of shareholder(s) (if different from 3.)v | ||||||
Name | Nova Resources B.V. Kinton Trade Ltd. Harper Finance Limited Perry Partners S.A. Cuprum Holding Limited | |||||
City and country of registered office (if applicable) | Nova Resources B.V.: Amsterdam, The Netherlands Kinton Trade Ltd.: Road Town Tortola, British Virgin Islands Harper Finance Limited: Road Town Tortola, British Virgin Islands Perry Partners S.A.: Road Town Tortola, British Virgin Islands Cuprum Holding Limited: Floriana, Malta | |||||
5. Date on which the threshold was crossed or reachedvi: | 7 April 2021 | |||||
6. Date on which issuer notified (DD/MM/YYYY): | 9 April 2021 | |||||
7. Total positions of person(s) subject to the notification obligation | ||||||
% of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments | Total of both in % (8.A + 8.B) | Total number of voting rights of issuervii | |||
Resulting situation on the date on which threshold was crossed or reached | 39.368 | 39.368 | 186,079,209 | |||
Position of previous notification (if applicable) | 31.73 | 31.73 | ||||
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii | |||||||||
A: Voting rights attached to shares | |||||||||
Class/type of ISIN code (if possible) | Number of voting rightsix | % of voting rights | |||||||
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | ||||||
GB00B0HZPV38 | 186,079,209 | 39.368 | |||||||
SUBTOTAL 8. A | 186,079,209 | 39.368 | |||||||
| |||||||||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | |||||||||
Type of financial instrument | Expiration | Exercise/ | Number of voting rights that may be acquired if the instrument is exercised/converted. | % of voting rights | |||||
SUBTOTAL 8. B 1 | |||||||||
| |||||||||
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | |||||||||
Type of financial instrument | Expiration | Exercise/ | Physical or cash settlementxii | Number of voting rights | % of voting rights | ||||
SUBTOTAL 8.B.2 | |||||||||
| |||||||||
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") | ||||
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii | ||||
Full chain of controlled undertakings through which the voting rights and/or the | X | |||
Namexv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | |
Vladimir Kim, Folin Universal Trust Reg., Vostok Cooper B.V., Nova Resources B.V. | 0.391 | |||
Vladimir Kim, Folin Universal Trust Reg., Vostok Cooper B.V., Nova Resources B.V., Harper Finance Limited | 6.285 | |||
Vladimir Kim, Folin Universal Trust Reg., Vostok Cooper B.V., Nova Resources B.V., Kinton Trade Ltd. | 1.104 | |||
Vladimir Kim, Folin Universal Trust Reg., Vostok Cooper B.V., Nova Resources B.V., Perry Partners S.A. | 2.827 | |||
Vladimir Kim, Folin Universal Tust Reg., Cuprum Holding Limited | 28.761 | |||
10. In case of proxy voting, please identify: | ||||
Name of the proxy holder | N/A | |||
The number and % of voting rights held | N/A | |||
The date until which the voting rights will be held | N/A | |||
11. Additional informationxvi | ||||
Place of completion | London, U.K. |
Date of completion | 9 April 2021 |
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i | ||||||
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: | KAZ Minerals PLC | |||||
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | ||||||
Non-UK issuer | ||||||
2. Reason for the notification (please mark the appropriate box or boxes with an "X") | ||||||
An acquisition or disposal of voting rights | ||||||
An acquisition or disposal of financial instruments | ||||||
An event changing the breakdown of voting rights | X | |||||
Other (please specify)iii: | ||||||
3. Details of person subject to the notification obligationiv | ||||||
Name | Mr Vladimir Kim | |||||
City and country of registered office (if applicable) | N/A | |||||
4. Full name of shareholder(s) (if different from 3.)v | ||||||
Name | Nova Resources B.V. Kinton Trade Ltd. Harper Finance Limited Perry Partners S.A. Cuprum Holding Limited | |||||
City and country of registered office (if applicable) | Nova Resources B.V.: Amsterdam, The Netherlands Kinton Trade Ltd.: Road Town Tortola, British Virgin Islands Harper Finance Limited: Road Town Tortola, British Virgin Islands Perry Partners S.A.: Road Town Tortola, British Virgin Islands Cuprum Holding Limited: Floriana, Malta | |||||
5. Date on which the threshold was crossed or reachedvi: | 8 April 2021 | |||||
6. Date on which issuer notified (DD/MM/YYYY): | 9 April 2021 | |||||
7. Total positions of person(s) subject to the notification obligation | ||||||
% of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments | Total of both in % (8.A + 8.B) | Total number of voting rights of issuervii | |||
Resulting situation on the date on which threshold was crossed or reached | 39.368 | 39.368 | 186,079,209 | |||
Position of previous notification (if applicable) | 39.368 | 39.368 | ||||
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii | |||||||||
A: Voting rights attached to shares | |||||||||
Class/type of ISIN code (if possible) | Number of voting rightsix | % of voting rights | |||||||
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | ||||||
GB00B0HZPV38 | 186,079,209 | 39.368 | |||||||
SUBTOTAL 8. A | 186,079,209 | 39.368 | |||||||
| |||||||||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | |||||||||
Type of financial instrument | Expiration | Exercise/ | Number of voting rights that may be acquired if the instrument is exercised/converted. | % of voting rights | |||||
SUBTOTAL 8. B 1 | |||||||||
| |||||||||
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | |||||||||
Type of financial instrument | Expiration | Exercise/ | Physical or cash settlementxii | Number of voting rights | % of voting rights | ||||
SUBTOTAL 8.B.2 | |||||||||
| |||||||||
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") | ||||
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii | ||||
Full chain of controlled undertakings through which the voting rights and/or the | X | |||
Namexv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | |
Vladimir Kim, Folin Universal Trust Reg, Vostok Cooper B.V., Nova Resources B.V. | 0.391 | |||
Vladimir Kim, Folin Universal Trust Reg, Vostok Cooper B.V., Nova Resources B.V., Harper Finance Limited | 6.285 | |||
Vladimir Kim, Folin Universal Trust Reg, Vostok Cooper B.V., Nova Resources B.V., Kinton Trade Ltd. | 1.104 | |||
Vladimir Kim, Folin Universal Trust Reg, Vostok Cooper B.V., Nova Resources B.V., Perry Partners S.A. | 2.827 | |||
Vladimir Kim, Folin Universal Tust Reg., Vostok Cooper B.V., Nova Resources B.V., Cuprum Holding Limited | 28.761 | |||
10. In case of proxy voting, please identify: | ||||
Name of the proxy holder | N/A | |||
The number and % of voting rights held | N/A | |||
The date until which the voting rights will be held | N/A | |||
11. Additional informationxvi | ||||
Place of completion | London, U.K. |
Date of completion | 9 April 2021 |
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00B0HZPV38
Issuer Name
KAZ MINERALS PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
Morgan Stanley
City of registered office (if applicable)
Country of registered office (if applicable)
US
NAME | CITY OF REGISTERED OFFICE | COUNTRY OF REGISTERED OFFICE |
Morgan Stanley | Wilmington, Delaware | USA |
4. Details of the shareholder
Is the shareholder the same as the person subject to the notification obligation, above?
No
NAME | CITY OF REGISTERED OFFICE | COUNTRY OF REGISTERED OFFICE |
Morgan Stanley & Co. International plc | London | UNITED KINGDOM |
5. Date on which the threshold was crossed or reached
06-Apr-2021
6. Date on which Issuer notified
08-Apr-2021
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 5.337552 | 0.005405 | 5.342957 | 25254593 |
Position of previous notification (if applicable) | n/a | n/a | n/a |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
CLASS/TYPE OF SHARES ISIN CODE(IF POSSIBLE) | NUMBER OF DIRECT VOTING RIGHTS (DTR5.1) | NUMBER OF INDIRECT VOTING RIGHTS (DTR5.2.1) | % OF DIRECT VOTING RIGHTS (DTR5.1) | % OF INDIRECT VOTING RIGHTS (DTR5.2.1) |
GB00B0HZPV38 | 25229046 | 5.337552 | ||
Sub Total 8.A | 25229046 | 5.337552% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
TYPE OF FINANCIAL INSTRUMENT | EXPIRATION DATE | EXERCISE/CONVERSION PERIOD | NUMBER OF VOTING RIGHTS THAT MAY BE ACQUIRED IF THE INSTRUMENT IS EXERCISED/CONVERTED | % OF VOTING RIGHTS |
Right of recall over securities lending agreements | at any time | at any time | 25547 | 0.005405 |
Sub Total 8.B1 | 25547 | 0.005405% | ||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
TYPE OF FINANCIAL INSTRUMENT | EXPIRATION DATE | EXERCISE/CONVERSION PERIOD | PHYSICAL OR CASH SETTLEMENT | NUMBER OF VOTING RIGHTS | % OF VOTING RIGHTS |
Sub Total 8.B2 | |||||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate Controlling Person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
Morgan Stanley | 0.000000 | |||
Morgan Stanley Capital Management, LLC | 0.000000 | |||
Morgan Stanley Domestic Holdings, Inc. | 0.000000 | |||
Morgan Stanley & Co. LLC | 0.000000 | |||
Morgan Stanley | 0.000000 | |||
Morgan Stanley International Holdings Inc. | 0.000000 | |||
Morgan Stanley International Limited | 0.000000 | |||
Morgan Stanley Invest-ments (UK) | 0.000000 | |||
Morgan Stanley & Co. International plc | 5.337552 | 5.337552 |
10. In case of proxy voting
Is there proxy voting?
No
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
12. Date of Completion
08-Apr-2021
13. Place Of Completion
Glasgow
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