Holding(s) in Company
Updated : 15:46
29 June 2020
CAPITAL & REGIONAL PLC ("Capital & Regional" or "the Company")
UK company number 01399411
LSE share code: CAL
ISIN: GB00BL6XZ716
LEI: 21380097W74N9OYF5Z25
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i | ||||||||||||||||
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: | CAPITAL & REGIONAL PLC | |||||||||||||||
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | ||||||||||||||||
Non-UK issuer | ||||||||||||||||
2. Reason for the notification (please mark the appropriate box or boxes with an "X") | ||||||||||||||||
An acquisition or disposal of voting rights | ||||||||||||||||
An acquisition or disposal of financial instruments | ||||||||||||||||
An event changing the breakdown of voting rights | ||||||||||||||||
Other (please specify)iii: Scrip dividend allocation and pledge of shares | X | |||||||||||||||
3. Details of person subject to the notification obligationiv | ||||||||||||||||
Name | HOMESTEAD GROUP HOLDINGS LTD | |||||||||||||||
City and country of registered office (if applicable) | Road Town, Tortola | |||||||||||||||
4. Full name of shareholder(s) (if different from 3.)v | ||||||||||||||||
Name | Mstead Ltd and PDI Investment Holdings Ltd | |||||||||||||||
City and country of registered office (if applicable) | Port Louis, Mauritius (for both entities) | |||||||||||||||
5. Date on which the threshold was crossed or reachedvi: | 24 June 2020 | |||||||||||||||
6. Date on which issuer notified (DD/MM/YYYY): | 29 June 2020 | |||||||||||||||
7. Total positions of person(s) subject to the notification obligation | ||||||||||||||||
% of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments | Total of both in % (8.A + 8.B) | Total number of voting rights of issuervii | |||||||||||||
Resulting situation on the date on which threshold was crossed or reached | 9.192% | 0 | 9.192% | 111,819,626 | ||||||||||||
Position of previous notification (if applicable) | ||||||||||||||||
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii | ||||||||||||||||
A: Voting rights attached to shares | ||||||||||||||||
Class/type of ISIN code (if possible) | Number of voting rightsix | % of voting rights | ||||||||||||||
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | |||||||||||||
GB00BL6XZ716 | 0 | 10,278,620 | 0% | 9.192% | ||||||||||||
SUBTOTAL 8. A | 10,278,620 | 9.192% | ||||||||||||||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | ||||||||||||||||
Type of financial instrument | Expiration | Exercise/ | Number of voting rights that may be acquired if the instrument is exercised/converted. | % of voting rights | ||||||||||||
SUBTOTAL 8. B 1 | ||||||||||||||||
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | ||||||||||||||||
Type of financial instrument | Expiration | Exercise/ | Physical or cash settlementxii | Number of voting rights | % of voting rights | |||||||||||
SUBTOTAL 8.B.2 | ||||||||||||||||
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") | ||||||||||||||||
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii | ||||||||||||||||
Full chain of controlled undertakings through which the voting rights and/or the | X | |||||||||||||||
Namexv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | |||||||||||||
Homestead Group Holdings Ltd | 0% | 0% | 0% | |||||||||||||
Mstead Ltd - 100% subsidiary of Homestead Group Holdings Ltd | 5.135% | 0% | 5.135% | |||||||||||||
PDI Investment Holdings Ltd - 91% subsidiary of Homestead Group Holdings Ltd | 4.057% | 0% | 4.057% | |||||||||||||
10. In case of proxy voting, please identify: | ||||||||||||||||
Name of the proxy holder | ||||||||||||||||
The number and % of voting rights held | ||||||||||||||||
The date until which the voting rights will be held | ||||||||||||||||
11. Additional informationxvi | ||||||||||||||||
PDI Investment Holdings Ltd, a 91% subsidiary of Homestead Group Holdings Ltd, pledged the additional 400,018 shares received in the form of a scrip dividend, resulting in PDI Investment Holdings Ltd's total shareholding of 4,536,568 being subject to the pledge.
Mstead Ltd, wholly owned subsidiary of Homestead Group Holdings Ltd, pledged the additional 506,313 shares received in the form of a scrip dividend, resulting in Mstead Ltd's total shareholding of 5,742,052 shares being subject to the pledge. | ||||||||||||||||
Place of completion | Port Louis, Mauritius | |||||||||||||||
Date of completion | 29 June 2020 | |||||||||||||||
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