Holding(s) in Company
Updated : 18:26
CLARKSON PLC
(the "Company" or "Clarksons")
12 June 2019
Holding(s) in Company
On 21 March 2016, the Company was sent the below TR1 form by Legg Mason, Inc. (the parent company of Royce & Associates LLC) notifying the Company that its total voting rights had exceeded the 5% notification threshold on 17 March 2016. As the email address to which the notification was sent was not in use, the Company did not become aware of this notification until recently advised by Legg Mason, Inc.
For further details contact:
Rachel Spencer
Group Company Secretary
Tel: +44(0) 20 7334 3476
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||||||||||||||
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1. Identity of the issuer or the underlying issuer | Clarkson PLC | ||||||||||||||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||||||||||
An acquisition or disposal of voting rights | X | ||||||||||||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the | Legg Mason, Inc. (parent company of Royce & Associates LLC,) | ||||||||||||||||
4. Full name of shareholder(s) | Royce Micro-Cap Fund Royce Micro-Cap Trust, Inc. Royce Low-Priced Stock Fund Royce Partners Fund Royce Capital Fund Micro-Cap Portfolio Royce Focus Trust Inc. Royce Dividend Value Fund Royce International Premier Fund Royce Global Value Trust, Inc. Royce Institutional, LLC - Micro Cap Portfolio Royce Value Trust, Inc. Royce Premier Fund Royce Total Return Fund Royce Value Plus Fund Royce Financial Services Fund Royce Partners Fund | ||||||||||||||||
5. Date of the transaction and date on | 17 March 2016 | ||||||||||||||||
6. Date on which issuer notified: | 21 March 2016 | ||||||||||||||||
7. Threshold(s) that is/are crossed or | Above 5% | ||||||||||||||||
8. Notified details: | |||||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||||
Class/type of
| Situation previous | Resulting situation after the triggering transaction | |||||||||||||||
Number | Number | Number | Number of voting | % of voting rights x | |||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||||
GB0002018363 | Below 5% | Below 5% | 1,652,607 | 1,652,607 | 0 | 5.46% | 0 | ||||||||||
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B: Qualifying Financial Instruments | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financial | Expiration | Exercise/ | Number of voting | % of voting | |||||||||||||
N/A |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financial | Exercise price | Expiration date xvii | Exercise/ | Number of voting rights instrument refers to
| % of voting rights xix, xx
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N/A |
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| Nominal | Delta | |||||||||||
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Total (A+B+C) | |||||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||||
1,652,607 | 5.46% | ||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the | |||||||||||||||||
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Proxy Voting: | |||||||||||||||||
10. Name of the proxy holder: | N/A | ||||||||||||||||
11. Number of voting rights proxy holder will cease |
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12. Date on which proxy holder will cease to hold |
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| N/A | ||||||||||||||||
14. Contact name: | Shirley Hinton | ||||||||||||||||
15. Contact telephone number: | +1 410 454 5632 | ||||||||||||||||
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