Exercise of Options and EBT dealings
Updated : 17:12
Brooks Macdonald Group plc
(the "Company")
Exercise of Options and Employee Benefit Trust Dealings
The Company announces that on 4 June 2018, following the exercise of options under the Company's 2015 Save As You Earn Scheme (the "SAYE Scheme"), a total of 47,975 ordinary shares of one pence each in the Company ("Ordinary Shares") are to be issued.
The Company has made an application today to the London Stock Exchange for the 47,975 new Ordinary Shares to be admitted to trading on AIM ("Admission"). It is expected that Admission will become effective on or around 12 June 2018.
Persons Discharging Managerial Responsibilities (PDMRs)
The Company announces that, at the same date, the following PDMRs and PCAs of the Company exercised options under the SAYE Scheme:
PDMR | NEW SHARES |
|
Andrew Shepherd | 727 |
|
Steve Chhoker | 727 |
|
Employee Benefit Trust Dealings
The Company was also notified on 4 June 2018 by RBC cees Trustee Limited, as trustees of the Brooks Macdonald Employee Benefit Trust (the "EBT"), that the EBT transferred 266 ordinary shares of one pence in the Company to meet an employee award under the 2014 Long Term Incentive Scheme (the "Scheme").
Following this transfer the EBT now holds 169,100 ordinary shares, representing 1.22% of the Company's current voting rights.
The EBT is a discretionary trust for the benefit of employees of the Company and its subsidiaries, who have been granted awards under the Scheme.
Total Voting Rights
Following admission of the Ordinary Shares, the Company will have 13,884,423 Ordinary Shares in issue.
ANNEX
The notifications below, made in accordance with the EU Market Abuse Regulation:
1. | Details of the person discharging managerial responsibilities / person closely associated | |
(a) | Name | Andrew Shepherd |
2. | Reason for the notification | |
(a) | Position/status | Deputy Chief Executive Officer |
(b) | Initial notification /Amendment | Initial notification |
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
(a) | Name | Brooks Macdonald Group plc |
(b) | LEI | 213800WRDF8LB8MIEX37 |
4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
(a)
|
Description of the financial instrument, type of instrument
Identification code
|
Options granted over Ordinary Shares of 1 pence per share in Brooks Macdonald Group plc
BRK ISIN GB00B067N833 |
(b) | Nature of the transaction | Exercise of options over Ordinary Shares of one pence per share in Brooks Macdonald Group plc under the 2015 SAYE Scheme |
(c) | Price(s) and volume(s) | Volume granted: 727 Exercise Price(s): £12.37 |
(d) | Aggregated information | Aggregated volume: n/a Aggregated price: n/a |
| Date of the transaction | 4 June 2018 |
| Place of the transaction | London Stock Exchange, AIM Market (XLON) |
1. | Details of the person discharging managerial responsibilities / person closely associated | |
(a) | Name | Steve Chhoker |
2. | Reason for the notification | |
(a) | Position/status | Interim Head Of Finance |
(b) | Initial notification /Amendment | Initial notification |
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
(a) | Name | Brooks Macdonald Group plc |
(b) | LEI | 213800WRDF8LB8MIEX37 |
4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
(a)
| Description of the financial instrument, type of instrument
Identification code
| Options granted over Ordinary Shares of 1 pence per share in Brooks Macdonald Group plc
BRK ISIN GB00B067N833 |
(b) | Nature of the transaction | Exercise of options over Ordinary Shares of one pence per share in Brooks Macdonald Group plc under the 2015 SAYE Scheme |
(c) | Price(s) and volume(s) | Volume granted: 727 Exercise Price(s): £12.37 |
(d) | Aggregated information | Aggregated volume: n/a Aggregated price: n/a |
| Date of the transaction | 4 June 2018 |
| Place of the transaction | London Stock Exchange, AIM Market (XLON) |
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