Director/PDMR Shareholding

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Regulatory News | 11 Dec, 2019

Updated : 07:06

RNS Number : 4809W
South32 Limited
11 December 2019
 

Notification of dealing form

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Graham Kerr

2

Reason for the notification  

a)

Position/status

Chief Executive Officer and Managing Director

b)

Initial notification/Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  

a)

Name

South32 Limited

b)

LEI

213800LAZNPXSBKVHR17

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 Identification code

Rights under South32 Equity Incentive Plan

AU000000S320

b)

Nature of the transaction

Allocation of rights under the South32 EIP

c)

Price(s) and volume(s)

Price(s)

Volume(s)

0

2,048,358
(allocation of rights under EIP)

d)

Aggregated information

- Aggregated volume

- Price

Aggregated volume:  2048358

Aggregated price: 0.00

Total Aggregated Price:  0.00

e)

Date of the transaction

6 December 2019

f)

Place of the transaction

XASX

 



 

Notification of dealing forms

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Michael Fraser

2

Reason for the notification  

a)

Position/status

Chief Operating Officer

b)

Initial notification/Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  

a)

Name

South32 Limited

b)

LEI

213800LAZNPXSBKVHR17

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 Identification code

Rights under South32 Equity Incentive Plan

AU000000S320

b)

Nature of the transaction

Allocation of rights under the South32 EIP

c)

Price(s) and volume(s)

Price(s)

Volume(s)

0

959,540
(allocation of rights under EIP)

d)

Aggregated information

- Aggregated volume

- Price

Aggregated volume:  959540

Aggregated price: 0.00

Total Aggregated Price:  0.00

e)

Date of the transaction

6 December 2019

f)

Place of the transaction

XASX

 



 

Notification of dealing form

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Paul Harvey

2

Reason for the notification  

a)

Position/status

Chief Operating Officer

b)

Initial notification/Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  

a)

Name

South32 Limited

b)

LEI

213800LAZNPXSBKVHR17

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 Identification code

Rights under South32 Equity Incentive Plan

AU000000S320

b)

Nature of the transaction

Allocation of rights under the South32 EIP

c)

Price(s) and volume(s)

Price(s)

Volume(s)

0

800,636
(allocation of rights under EIP)

d)

Aggregated information

- Aggregated volume

- Price

Aggregated volume:  800636

Aggregated price: 0.00

Total Aggregated Price:  0.00

e)

Date of the transaction

6 December 2019

f)

Place of the transaction

XASX

 



 

Notification of dealing form

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Katherine Tovich

2

Reason for the notification  

a)

Position/status

Chief Financial Officer

b)

Initial notification/Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  

a)

Name

South32 Limited

b)

LEI

213800LAZNPXSBKVHR17

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 Identification code

Rights under South32 Equity Incentive Plan

AU000000S320

b)

Nature of the transaction

Allocation of rights under the South32 EIP

c)

Price(s) and volume(s)

Price(s)

Volume(s)

0

673,934
(allocation of rights under EIP)

d)

Aggregated information

- Aggregated volume

- Price

Aggregated volume:  673934

Aggregated price: 0.00

Total Aggregated Price:  0.00

e)

Date of the transaction

6 December 2019

f)

Place of the transaction

XASX

 


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