Director/PDMR Shareholding
Updated : 07:01
FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | UNITED STATES SECURITIES AND EXCHANGE COMMISSION
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
| OMB APPROVAL |
| Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person *
Krishnamoorthy Raghu | 2. Issuer Name and Ticker or Trading Symbol
GENERAL ELECTRIC CO [ GE ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner | |||||||||||||||||||||||||
(Last) (First) (Middle)
GENERAL ELECTRIC COMPANY, 41 FARNSWORTH STREET | 3. Date of Earliest Transaction (MM/DD/YYYY)
2/12/2018 | ||||||||||||||||||||||||||
(Street)
BOSTON, MA 02210 (City) (State) (Zip) | 4. If Amendment, Date Original Filed (MM/DD/YYYY)
| 6. Individual or Joint/Group Filing (Check Applicable Line)
_ X _ Form filed by One Reporting Person | |||||||||||||||||||||||||
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1.Title of Security | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||||||||||||||||||
Code | V | Amount | (A) or (D) | Price | |||||||||||||||||||||||
Common Stock | 2/12/2018 | M |
| 5000 | A | $0 | 39905 | D |
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Common Stock | 2/12/2018 | F |
| 1513 | D | $14.63 | 38392 | D |
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1. Title of Derivate Security | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security | 8. Price of Derivative Security | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||||||||||||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||||||||||||||
Restricted Stock Units | 2/12/2018 | M |
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| 5000 | 2/12/2018 | 2/12/2018 | Common Stock | 5000 | $0 | 20000 | D |
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Explanation of Responses: | |
(1) | 1 for 1 |
Reporting Owners | ||||
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Krishnamoorthy Raghu | Senior Vice President | |||
Signatures | ||
Brian Sandstrom on behalf of Raghu Krishnamoorthy | 2/13/2018 | |
** Signature of Reporting Person | Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |
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