Change of Director’s Interest Notice x4
Updated : 14:43
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice x4
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity SOVEREIGN METALS LIMITED |
ABN 71 120 833 427 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Benjamin Stoikovich |
Date of last notice | 12 August 2022 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Direct and Indirect
|
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
| Selwyn Capital Limited (beneficial interest)
|
Date of change | 21 and 23 November 2022 |
No. of securities held prior to change | (a) 3,590,000 (b) 360,000 (c) 480,000 |
Class | (a) Ordinary Fully Paid Shares (b) Unlisted Performance Rights subject to the "Pre-Feasibility Study Milestone" expiring 30 September 2023 (Previously Definitive Feasibility Study Milestone" expiring 31 December 2023) (c) Unlisted Performance Rights subject to the "Definitive Feasibility Study Milestone" expiring 31 October 2025 (Previously "Decision to Mine Milestone" expiring 31 October 2025) |
Number acquired | (a) Nil (b) 240,000 (c) 120,000 |
Number disposed | Nil - see nature of change below |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation
| Not applicable - see nature of change below |
No. of securities held after change | (a) 3,590,000 (b) 600,000 (c) 600,000 |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Issue of and variation to the terms of existing Performance Rights following shareholder approval. |
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | Not applicable |
Nature of interest
| Not applicable |
Name of registered holder (if issued securities)
| Not applicable |
Date of change | Not applicable |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
| Not applicable |
Interest acquired | Not applicable |
Interest disposed | Not applicable |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
| Not applicable |
Interest after change | Not applicable |
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No |
If so, was prior written clearance provided to allow the trade to proceed during this period? | Not applicable |
If prior written clearance was provided, on what date was this provided? | Not applicable |
Initial notification/Amendment | Initial |
LEI | 213800NSPXSASTENFQ34 |
Place of transaction | Australian Securities Exchange (ASX) |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Julian Stephens |
Date of last notice | 23 June 2022 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Indirect
|
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
| One Way Trust (beneficial interest)
|
Date of change | 21 November 2022 |
No. of securities held prior to change | (d) 15,657,518 (e) 900,000 (f) 1,200,000 |
Class | (d) Ordinary Fully Paid Shares (e) Unlisted Performance Rights subject to the "Pre-Feasibility Study Milestone" expiring 30 September 2023 (Previously Definitive Feasibility Study Milestone" expiring 31 December 2023) (f) Unlisted Performance Rights subject to the "Definitive Feasibility Study Milestone" expiring 31 October 2025 (Previously "Decision to Mine Milestone" expiring 31 October 2025) |
Number acquired | Nil - see nature of change below |
Number disposed | Nil - see nature of change below |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation
| Not applicable - see nature of change below |
No. of securities held after change | (d) 15,657,518 (e) 900,000 (f) 1,200,000 |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Variation to the terms of existing Performance Rights following shareholder approval. |
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | Not applicable |
Nature of interest
| Not applicable |
Name of registered holder (if issued securities)
| Not applicable |
Date of change | Not applicable |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
| Not applicable |
Interest acquired | Not applicable |
Interest disposed | Not applicable |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
| Not applicable |
Interest after change | Not applicable |
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No |
If so, was prior written clearance provided to allow the trade to proceed during this period? | Not applicable |
If prior written clearance was provided, on what date was this provided? | Not applicable |
Initial notification/Amendment | Initial |
LEI | 213800NSPXSASTENFQ34 |
Place of transaction | Australian Securities Exchange (ASX) |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Nigel Jones |
Date of last notice | 16 February 2022 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Indirect
|
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
| Redbeck Partners Ltd (beneficial interest) |
Date of change | 21 November 2022 |
No. of securities held prior to change | (g) 225,000 (h) 300,000
|
Class | (g) Unlisted Performance Rights subject to the "Pre-Feasibility Study Milestone" expiring 30 September 2023 (Previously Definitive Feasibility Study Milestone" expiring 31 December 2023) (h) Unlisted Performance Rights subject to the "Definitive Feasibility Study Milestone" expiring 31 October 2025 (Previously "Decision to Mine Milestone" expiring 31 October 2025) |
Number acquired | Nil - see nature of change below |
Number disposed | Nil - see nature of change below |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation
| Not applicable - see nature of change below |
No. of securities held after change | (g) 225,000 (h) 300,000
|
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Variation to the terms of existing Performance Rights following shareholder approval. |
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | Not applicable |
Nature of interest
| Not applicable |
Name of registered holder (if issued securities)
| Not applicable |
Date of change | Not applicable |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
| Not applicable |
Interest acquired | Not applicable |
Interest disposed | Not applicable |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
| Not applicable |
Interest after change | Not applicable |
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No |
If so, was prior written clearance provided to allow the trade to proceed during this period? | Not applicable |
If prior written clearance was provided, on what date was this provided? | Not applicable |
Initial notification/Amendment | Initial |
LEI | 213800NSPXSASTENFQ34 |
Place of transaction | Australian Securities Exchange (ASX) |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Mark Pearce |
Date of last notice | 23 December 2021 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Direct and Indirect
|
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
| · Mr Mark Pearce and Mrs Natasha Pearce · Apollo Group Pty Ltd (director and indirect shareholder) · Crystal Brook Investments Pty Ltd (director and beneficial interest)
|
Date of change | 21 November 2022 |
No. of securities held prior to change | (a) 4,295,842 (b) 225,000 (c) 300,000 |
Class | (a) Ordinary Fully Paid Shares (b) Unlisted Performance Rights subject to the "Pre-Feasibility Study Milestone" expiring 30 September 2023 (Previously Definitive Feasibility Study Milestone" expiring 31 December 2023) (c) Unlisted Performance Rights subject to the "Definitive Feasibility Study Milestone" (Previously "Decision to Mine Milestone" expiring 31 October 2025) |
Number acquired | Nil - see nature of change below |
Number disposed | Nil - see nature of change below |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation
| Not applicable - see nature of change below
|
No. of securities held after change | (a) 4,295,842 (b) 225,000 (c) 300,000 |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Variation to the terms of existing Performance Rights following shareholder approval. |
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | Not applicable |
Nature of interest | Not applicable |
Name of registered holder (if issued securities) | Not applicable |
Date of change | Not applicable |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
| Not applicable |
Interest acquired | Not applicable |
Interest disposed | Not applicable |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
| Not applicable |
Interest after change | Not applicable |
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No |
If so, was prior written clearance provided to allow the trade to proceed during this period? | Not applicable |
If prior written clearance was provided, on what date was this provided? | Not applicable |
Initial notification/Amendment | Initial |
LEI | 213800NSPXSASTENFQ34 |
Place of transaction | Australian Securities Exchange (ASX) |
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